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| Company | Accession | Date Reported | Transaction Date | Insider | Transaction Type | Shares | Price per Share | Acquired/ Disposed | Exercise Date | Expiration Date | Title of Underlying Security | Underlying Shares |
| ABERCROMBIE & FITCH CO /DE/ | 0000949265-08-000339 | 2008-05-07 | 2008-05-07 | JEFFRIES MICHAEL S | Excercise or conversion of exempted derivative (Rule 16-b3) | 50,000 | $0.00 | Disposed | Blank | 2009-07-23 | Class A Common Stock | 50,000 |
| ACTIGA CORP | 0001144204-08-027462 | 2008-05-08 | 2008-05-08 | Albanna Amro A. | Grant, award, other acqusition (Rule 16-b3(d)) | 550,000 | $0.00 | Acquired | 2009-03-12 | 2018-03-12 | Common Stock | 550,000 |
| ACTIGA CORP | 0001144204-08-027458 | 2008-05-08 | 2008-05-08 | BAJIC STEVE | Grant, award, other acqusition (Rule 16-b3(d)) | 50,000 | $0.00 | Acquired | 2009-03-12 | 2018-03-12 | Common Stock | 50,000 |
| ACTIGA CORP | 0001144204-08-027465 | 2008-05-08 | 2008-05-08 | Hutchins Dale L. | Grant, award, other acqusition (Rule 16-b3(d)) | 500,000 | $0.00 | Acquired | 2009-03-12 | 2018-03-12 | Common Stock | 500,000 |
| AK STEEL HOLDING CORP | 0001227057-08-000006 | 2008-05-07 | 2008-05-07 | HORN DAVID C | Excercise or conversion of exempted derivative (Rule 16-b3) | 26,666 | $0.00 | Disposed | 2007-01-14 | 2014-01-14 | Common Stock | 26,666 |
| AMCORE FINANCIAL INC | 0000714756-08-000034 | 2008-05-07 | 2008-05-07 | Sutfin Judith Carre | Grant, award, other acqusition (Rule 16-b3(d)) | 30,000 | $0.00 | Acquired | 2009-05-07 | 2018-05-07 | Common Stock | 30,000 |
| AMERICAN WAGERING INC | 0000906477-08-000009 | 2008-01-31 | 2008-01-31 | BARENGO ROBERT R | Grant, award, other acqusition (Rule 16-b3(d)) | 400 | $0.00 | Acquired | 2009-01-31 | 2018-01-31 | Common Stock | 400 |
| AMERICAN WAGERING INC | 0000906477-08-000008 | 2008-01-31 | 2008-01-31 | Swecker W Larry | Grant, award, other acqusition (Rule 16-b3(d)) | 400 | $0.00 | Acquired | 2009-01-31 | 2016-01-31 | Common Stock | 400 |
| AMSURG CORP | 0001209191-08-028926 | 2008-05-07 | 2008-05-07 | MANNING DAVID L | Excercise or conversion of exempted derivative (Rule 16-b3) | 1,380 | $14.67 | Disposed | 2001-11-15 | 2011-11-15 | Common stock | 1,380 |
| AMSURG CORP | 0001209191-08-028926 | 2008-05-07 | 2008-05-08 | MANNING DAVID L | Excercise or conversion of exempted derivative (Rule 16-b3) | 4,020 | $14.67 | Disposed | 2001-11-15 | 2011-11-15 | Common stock | 4,020 |
| APACHE CORP | 0001357400-08-000106 | 2008-05-08 | 2008-05-08 | BAHORICH MICHAEL S | Excercise or conversion of exempted derivative (Rule 16-b3) | 850 | $0.00 | Disposed | Blank | Blank | Common Stock | 850 |
| APACHE CORP | 0001357400-08-000107 | 2008-05-08 | 2008-05-08 | CHAMBERS THOMAS P | Excercise or conversion of exempted derivative (Rule 16-b3) | 575 | $0.00 | Disposed | Blank | Blank | Common Stock | 575 |
| APACHE CORP | 0001357400-08-000108 | 2008-05-08 | 2008-05-08 | CHRISTMANN JOHN J | Excercise or conversion of exempted derivative (Rule 16-b3) | 600 | $0.00 | Disposed | Blank | Blank | Common Stock | 600 |
| APACHE CORP | 0001357400-08-000109 | 2008-05-08 | 2008-05-08 | CRUM JOHN A | Excercise or conversion of exempted derivative (Rule 16-b3) | 875 | $0.00 | Disposed | Blank | Blank | Common Stock | 875 |
| APACHE CORP | 0001357400-08-000110 | 2008-05-08 | 2008-05-08 | DUNDREA MATTHEW W | Excercise or conversion of exempted derivative (Rule 16-b3) | 625 | $0.00 | Disposed | Blank | Blank | Common Stock | 625 |
| APACHE CORP | 0001357400-08-000111 | 2008-05-08 | 2008-05-08 | DYE ROBERT J | Excercise or conversion of exempted derivative (Rule 16-b3) | 625 | $0.00 | Disposed | Blank | Blank | Common Stock | 625 |
| APACHE CORP | 0001357400-08-000120 | 2008-05-08 | 2008-05-08 | EICHLER RODNEY J | Payment of excercise price or tax liability (Rule 16-b3) | 12 | $137.66 | Disposed | Blank | Blank | Common Stock | 12 |
| APACHE CORP | 0001357400-08-000120 | 2008-05-08 | 2008-05-08 | EICHLER RODNEY J | Excercise or conversion of exempted derivative (Rule 16-b3) | 800 | $0.00 | Disposed | Blank | Blank | Common Stock | 800 |
| APACHE CORP | 0001357400-08-000120 | 2008-05-08 | 2008-05-08 | EICHLER RODNEY J | Excercise or conversion of exempted derivative (Rule 16-b3) | 800 | $0.00 | Acquired | Blank | Blank | Common Stock | 800 |
| APACHE CORP | 0001357400-08-000112 | 2008-05-08 | 2008-05-08 | FARRIS G STEVEN | Excercise or conversion of exempted derivative (Rule 16-b3) | 2,650 | $0.00 | Disposed | Blank | Blank | Common Stock | 2,650 |
| APACHE CORP | 0001357400-08-000113 | 2008-05-08 | 2008-05-08 | JEPPESEN JON A | Excercise or conversion of exempted derivative (Rule 16-b3) | 775 | $0.00 | Disposed | Blank | Blank | Common Stock | 775 |
| APACHE CORP | 0001357400-08-000114 | 2008-05-08 | 2008-05-08 | LANNIE P ANTHONY | Excercise or conversion of exempted derivative (Rule 16-b3) | 725 | $0.00 | Disposed | Blank | Blank | Common Stock | 725 |
| APACHE CORP | 0001357400-08-000115 | 2008-05-08 | 2008-05-08 | MCARDLE JANINE J | Excercise or conversion of exempted derivative (Rule 16-b3) | 650 | $0.00 | Disposed | Blank | Blank | Common Stock | 650 |
| APACHE CORP | 0001357400-08-000121 | 2008-05-08 | 2008-05-08 | OLSON W KREGG | Excercise or conversion of exempted derivative (Rule 16-b3) | 600 | $0.00 | Disposed | Blank | Blank | Common Stock | 600 |
| APACHE CORP | 0001357400-08-000121 | 2008-05-08 | 2008-05-08 | OLSON W KREGG | Excercise or conversion of exempted derivative (Rule 16-b3) | 600 | $0.00 | Acquired | Blank | Blank | Common Stock | 600 |
| APACHE CORP | 0001357400-08-000121 | 2008-05-08 | 2008-05-08 | OLSON W KREGG | Payment of excercise price or tax liability (Rule 16-b3) | 9 | $137.66 | Disposed | Blank | Blank | Common Stock | 9 |
| APACHE CORP | 0001357400-08-000116 | 2008-05-08 | 2008-05-08 | PEPER CHERI L | Excercise or conversion of exempted derivative (Rule 16-b3) | 400 | $0.00 | Disposed | Blank | Blank | Common Stock | 400 |
| APACHE CORP | 0001357400-08-000117 | 2008-05-08 | 2008-05-08 | PLANK RAYMOND | Excercise or conversion of exempted derivative (Rule 16-b3) | 2,650 | $0.00 | Disposed | Blank | Blank | Common Stock | 2,650 |
| APACHE CORP | 0001357400-08-000118 | 2008-05-08 | 2008-05-08 | PLANK ROGER B | Excercise or conversion of exempted derivative (Rule 16-b3) | 1,200 | $0.00 | Disposed | Blank | Blank | Common Stock | 1,200 |
| APACHE CORP | 0001357400-08-000119 | 2008-05-08 | 2008-05-08 | PRICE FLOYD R | Excercise or conversion of exempted derivative (Rule 16-b3) | 800 | $0.00 | Disposed | Blank | Blank | Common Stock | 800 |
| APACHE CORP | 0001357400-08-000122 | 2008-05-08 | 2008-05-08 | SAUER JON W | Excercise or conversion of exempted derivative (Rule 16-b3) | 550 | $0.00 | Acquired | Blank | Blank | Common Stock | 550 |
| APACHE CORP | 0001357400-08-000122 | 2008-05-08 | 2008-05-08 | SAUER JON W | Excercise or conversion of exempted derivative (Rule 16-b3) | 550 | $0.00 | Disposed | Blank | Blank | Common Stock | 550 |
| APACHE CORP | 0001357400-08-000122 | 2008-05-08 | 2008-05-08 | SAUER JON W | Payment of excercise price or tax liability (Rule 16-b3) | 8 | $137.66 | Disposed | Blank | Blank | Common Stock | 8 |
| ARCHER DANIELS MIDLAND CO | 0001225208-08-008143 | 2008-05-07 | 2008-05-07 | Bemis Mark | Excercise or conversion of exempted derivative (Rule 16-b3) | 1,487 | $0.00 | Disposed | Blank | 2010-05-01 | Common Stock | 1,487 |
| ARCHER DANIELS MIDLAND CO | 0001225208-08-008143 | 2008-05-07 | 2008-05-07 | Bemis Mark | Excercise or conversion of exempted derivative (Rule 16-b3) | 5,800 | $0.00 | Disposed | Blank | 2010-05-01 | Common Stock | 5,800 |
| ARCHER DANIELS MIDLAND CO | 0001225208-08-008144 | 2008-05-07 | 2008-05-07 | CHEVIRON MARK J | Excercise or conversion of exempted derivative (Rule 16-b3) | 3,454 | $0.00 | Disposed | Blank | 2015-08-08 | Common Stock | 3,454 |
| ARCHER DANIELS MIDLAND CO | 0001225208-08-008144 | 2008-05-07 | 2008-05-07 | CHEVIRON MARK J | Excercise or conversion of exempted derivative (Rule 16-b3) | 2,756 | $0.00 | Disposed | Blank | 2010-05-01 | Common Stock | 2,756 |
| ARCHER DANIELS MIDLAND CO | 0001225208-08-008144 | 2008-05-07 | 2008-05-07 | CHEVIRON MARK J | Excercise or conversion of exempted derivative (Rule 16-b3) | 4,944 | $0.00 | Disposed | Blank | 2014-08-19 | Common Stock | 4,944 |
| ARENA RESOURCES INC | 0001026608-08-000095 | 2008-05-07 | 2008-05-07 | Ricks David D. | Grant, award, other acqusition (Rule 16-b3(d)) | 50,000 | $0.00 | Acquired | 2009-05-07 | 2013-11-07 | Common Stock | 50,000 |
| ASSISTED LIVING CONCEPTS INC | 0001209191-08-028881 | 2008-05-07 | 2008-05-07 | Bell Alan | Grant, award, other acqusition (Rule 16-b3(d)) | 20,000 | $0.00 | Acquired | 2009-05-05 | 2013-05-05 | Class A Common Stock | 20,000 |
| ASSISTED LIVING CONCEPTS INC | 0001209191-08-028888 | 2008-05-07 | 2008-05-07 | Brotz Jesse | Grant, award, other acqusition (Rule 16-b3(d)) | 20,000 | $0.00 | Acquired | 2009-05-05 | 2013-05-05 | Class A Common Stock | 20,000 |
| ASSISTED LIVING CONCEPTS INC | 0001209191-08-028894 | 2008-05-07 | 2008-05-07 | Buntain Derek | Grant, award, other acqusition (Rule 16-b3(d)) | 20,000 | $0.00 | Acquired | 2009-05-05 | 2013-05-05 | Class A Common Stock | 20,000 |
| ASSISTED LIVING CONCEPTS INC | 0001209191-08-028897 | 2008-05-07 | 2008-05-07 | Hennigar David | Grant, award, other acqusition (Rule 16-b3(d)) | 20,000 | $0.00 | Acquired | 2009-05-05 | 2013-05-05 | Class A Common Stock | 20,000 |
| ASSISTED LIVING CONCEPTS INC | 0001209191-08-028903 | 2008-05-07 | 2008-05-07 | Ng Malen | Grant, award, other acqusition (Rule 16-b3(d)) | 20,000 | $0.00 | Acquired | 2009-05-05 | 2013-05-05 | Class A Common Stock | 20,000 |
| ASSISTED LIVING CONCEPTS INC | 0001209191-08-028910 | 2008-05-07 | 2008-05-07 | Rhinelander Mel | Grant, award, other acqusition (Rule 16-b3(d)) | 20,000 | $0.00 | Acquired | 2009-05-05 | 2013-05-05 | Class A Common Stock | 20,000 |
| ASSISTED LIVING CONCEPTS INC | 0001209191-08-028913 | 2008-05-07 | 2008-05-07 | Roadman Chip | Grant, award, other acqusition (Rule 16-b3(d)) | 20,000 | $0.00 | Acquired | 2009-05-05 | 2013-05-05 | Class A Common Stock | 20,000 |
| ASSISTED LIVING CONCEPTS INC | 0001209191-08-028924 | 2008-05-07 | 2008-05-07 | SPECTOR MICHAEL J | Grant, award, other acqusition (Rule 16-b3(d)) | 20,000 | $0.00 | Acquired | 2009-05-05 | 2013-05-05 | Class A Common Stock | 20,000 |
| ASSOCIATED ESTATES REALTY CORP | 0001209191-08-029025 | 2008-05-07 | 2008-05-07 | ADAMS ALBERT T | Grant, award, other acqusition (Rule 16-b3(d)) | 4,307 | $0.00 | Acquired | Blank | Blank | Common Share | 4,307 |
| ASSOCIATED ESTATES REALTY CORP | 0001209191-08-029027 | 2008-05-07 | 2008-05-07 | DELANEY JAMES M | Grant, award, other acqusition (Rule 16-b3(d)) | 4,307 | $0.00 | Acquired | Blank | Blank | Common Share | 38,004 |
| ASSOCIATED ESTATES REALTY CORP | 0001209191-08-029029 | 2008-05-07 | 2008-05-07 | GIBBONS MICHAEL E | Grant, award, other acqusition (Rule 16-b3(d)) | 4,307 | $0.00 | Acquired | Blank | Blank | Common Share | 4,307 |
| ASSOCIATED ESTATES REALTY CORP | 0001209191-08-029032 | 2008-05-07 | 2008-05-07 | SCHOFF JAMES A | Grant, award, other acqusition (Rule 16-b3(d)) | 4,307 | $0.00 | Acquired | Blank | Blank | Common Share | 4,307 |
| ATRION CORP | 0001085535-08-000003 | 2008-05-09 | 2008-05-09 | STUPP JOHN P JR | Excercise or conversion of exempted derivative (Rule 16-b3) | 2,000 | $0.00 | Disposed | 1998-07-10 | 2008-07-09 | Common Stock | 2,000 |
| ATS MEDICAL INC | 0001209191-08-028875 | 2008-05-08 | 2008-05-08 | Anderson Steven Michael | Grant, award, other acqusition (Rule 16-b3(d)) | 21,327 | $0.00 | Acquired | 2010-06-30 | 2010-06-30 | Common Stock | 21,327 |
| ATS MEDICAL INC | 0001209191-08-028875 | 2008-05-08 | 2008-05-08 | Anderson Steven Michael | Excercise or conversion of exempted derivative (Rule 16-b3) | 18,750 | $0.00 | Disposed | 2008-06-30 | 2008-06-30 | Common Stock | 18,750 |
| ATS MEDICAL INC | 0001209191-08-028876 | 2008-05-08 | 2008-05-08 | MUNZENRIDER ROBERT E | Grant, award, other acqusition (Rule 16-b3(d)) | 21,327 | $0.00 | Acquired | 2010-06-30 | 2010-06-30 | Common Stock | 21,327 |
| ATS MEDICAL INC | 0001209191-08-028876 | 2008-05-08 | 2008-05-08 | MUNZENRIDER ROBERT E | Excercise or conversion of exempted derivative (Rule 16-b3) | 18,750 | $0.00 | Disposed | 2008-06-30 | 2008-06-30 | Common Stock | 18,750 |
| ATS MEDICAL INC | 0001209191-08-028874 | 2008-05-08 | 2008-05-08 | NOHRA GUY P | Grant, award, other acqusition (Rule 16-b3(d)) | 21,327 | $0.00 | Acquired | 2010-06-30 | 2010-06-30 | Common Stock | 21,327 |
| ATS MEDICAL INC | 0001209191-08-028877 | 2008-05-08 | 2008-05-08 | SIVERTSON ERIC W | Excercise or conversion of exempted derivative (Rule 16-b3) | 18,750 | $0.00 | Disposed | 2008-06-30 | 2008-06-30 | Common Stock | 18,750 |
| ATS MEDICAL INC | 0001209191-08-028877 | 2008-05-08 | 2008-05-08 | SIVERTSON ERIC W | Grant, award, other acqusition (Rule 16-b3(d)) | 21,327 | $0.00 | Acquired | 2010-06-30 | 2010-06-30 | Common Stock | 21,327 |
| ATS MEDICAL INC | 0001209191-08-028878 | 2008-05-08 | 2008-05-08 | Skokos Theodore C | Grant, award, other acqusition (Rule 16-b3(d)) | 21,327 | $0.00 | Acquired | 2010-06-30 | 2010-06-30 | Common Stock | 21,327 |
| AUTHENTEC INC | 0001181431-08-030330 | 2008-05-07 | 2008-05-07 | Larsen Gary R | Excercise or conversion of exempted derivative (Rule 16-b3) | 7,500 | $0.00 | Disposed | Blank | 2016-12-11 | Common stock | 7,500 |
| AUXILIUM PHARMACEUTICALS INC | 0001209191-08-029011 | 2008-05-07 | 2008-05-07 | Mattila Jyrki | Excercise or conversion of exempted derivative (Rule 16-b3) | 12,000 | $0.00 | Disposed | Blank | 2013-10-30 | Common Stock | 12,000 |
| AUXILIUM PHARMACEUTICALS INC | 0001209191-08-029011 | 2008-05-07 | 2008-05-07 | Mattila Jyrki | Excercise or conversion of exempted derivative (Rule 16-b3) | 78,750 | $0.00 | Disposed | Blank | 2015-03-16 | Common Stock | 78,750 |
| AVON PRODUCTS INC | 0001181431-08-030223 | 2008-05-07 | 2008-05-07 | JUNG ANDREA | Excercise or conversion of exempted derivative (Rule 16-b3) | 48,104 | $0.00 | Disposed | 1999-06-04 | 2008-06-03 | Common Stock | 48,104 |
| AtriCure, Inc. | 0001181431-08-030040 | 2008-05-09 | 2008-05-09 | Lucky James L | Excercise or conversion of exempted derivative (Rule 16-b3) | 2,000 | $0.00 | Disposed | 2005-01-01 | 2014-01-01 | Common Stock | 3,000 |
| BALL CORP | 0000009389-08-000184 | 2008-05-08 | 2008-05-08 | WESTERLUND DAVID A | Discretionary transaction (Rule 16-b3(f)) | 2,173 | $54.48 | Disposed | Blank | Blank | Common Stock | 2,173 |
| BLUE HOLDINGS, INC. | 0001140361-08-011743 | 2008-05-05 | 2008-05-05 | HALL KEITH | Grant, award, other acqusition (Rule 16-b3(d)) | 75,000 | $0.00 | Acquired | Blank | 2018-05-04 | Common Stock | 75,000 |
| BRADY CORP | 0001310077-08-000117 | 2008-05-07 | 2008-05-07 | Felmer Thomas J | Excercise or conversion of exempted derivative (Rule 16-b3) | 5,300 | $0.00 | Disposed | 1999-10-09 | 2008-10-09 | Class A Common Stock | 5,300 |
| BRADY CORP | 0001310077-08-000116 | 2008-05-07 | 2008-05-07 | JAEHNERT FRANK M | Excercise or conversion of exempted derivative (Rule 16-b3) | 1,900 | $0.00 | Disposed | 1999-08-03 | 2008-08-03 | Class A Common Stock | 1,900 |
| BRADY CORP | 0001310077-08-000118 | 2008-05-07 | 2008-05-07 | JAEHNERT FRANK M | Excercise or conversion of exempted derivative (Rule 16-b3) | 1,900 | $0.00 | Disposed | 1999-08-03 | 2008-08-03 | Class A Common Stock | 1,900 |
| BROOKLINE BANCORP INC | 0001247342-08-000011 | 2008-05-08 | 2008-05-08 | WILDE PETER O | Excercise or conversion of exempted derivative (Rule 16-b3) | 65,609 | $4.94 | Disposed | 1999-09-19 | 2009-04-19 | Common stock | 65,609 |
| BRUKER CORP | 0001179110-08-009189 | 2008-05-08 | 2008-05-08 | Fesik Stephen W. | Grant, award, other acqusition (Rule 16-b3(d)) | 3,000 | $0.00 | Acquired | 2009-05-08 | 2018-05-08 | Common Stock | 3,000 |
| BRUKER CORP | 0001179110-08-009232 | 2008-05-07 | 2008-05-07 | KELLER TONY WERNER | Grant, award, other acqusition (Rule 16-b3(d)) | 50,000 | $0.00 | Acquired | 2009-05-07 | 2018-05-07 | Common Stock | 50,000 |
| BRUKER CORP | 0001179110-08-009224 | 2008-05-07 | 2008-05-07 | LAUKIEN FRANK H | Grant, award, other acqusition (Rule 16-b3(d)) | 100,000 | $0.00 | Acquired | 2009-05-07 | 2013-05-07 | Common Stock | 100,000 |
| BURLINGTON NORTHERN SANTA FE CORP | 0001181431-08-030055 | 2008-05-08 | 2008-05-08 | LANIGAN JOHN P JR | Excercise or conversion of exempted derivative (Rule 16-b3) | 39,569 | $0.00 | Disposed | Blank | 2015-05-02 | Common Stock, $0.01 par value | 39,569 |
| BURLINGTON NORTHERN SANTA FE CORP | 0001181431-08-030055 | 2008-05-08 | 2008-05-08 | LANIGAN JOHN P JR | Excercise or conversion of exempted derivative (Rule 16-b3) | 2,031 | $0.00 | Disposed | Blank | 2015-05-02 | Common Stock, $0.01 par value | 2,031 |
| BURLINGTON NORTHERN SANTA FE CORP | 0001181431-08-030033 | 2008-05-08 | 2008-05-08 | SHAPIRO MARC J | Excercise or conversion of exempted derivative (Rule 16-b3) | 3,000 | $0.00 | Disposed | 2000-04-15 | 2009-04-15 | Common Stock, $0.01 par value | 3,000 |
| Bank of New York Mellon CORP | 0001181431-08-030200 | 2008-05-07 | 2008-05-07 | LAMERE DAVID F | Excercise or conversion of exempted derivative (Rule 16-b3) | 17,000 | $0.00 | Disposed | 1999-10-23 | 2008-10-22 | Common Stock | 17,000 |
| Bank of New York Mellon CORP | 0001181431-08-030200 | 2008-05-07 | 2008-05-07 | LAMERE DAVID F | Excercise or conversion of exempted derivative (Rule 16-b3) | 4,250 | $0.00 | Disposed | 1999-10-23 | 2008-10-22 | Common Stock | 4,250 |
| CALTON INC | 0001188112-08-001609 | 2008-05-07 | 2008-05-07 | BROPHY J ERNEST | Grant, award, other acqusition (Rule 16-b3(d)) | 10,000 | $0.00 | Acquired | 2009-05-07 | 2013-05-07 | Common Stock | 10,000 |
| CALTON INC | 0001188112-08-001610 | 2008-05-07 | 2008-05-07 | FESSEL MARK N | Grant, award, other acqusition (Rule 16-b3(d)) | 10,000 | $0.00 | Acquired | 2009-05-07 | 2013-05-07 | Common Stock | 10,000 |
| CALTON INC | 0001188112-08-001611 | 2008-05-07 | 2008-05-07 | HILL KENNETH D | Grant, award, other acqusition (Rule 16-b3(d)) | 10,000 | $0.00 | Acquired | 2009-05-07 | 2013-05-07 | Common Stock | 10,000 |
| CALTON INC | 0001188112-08-001612 | 2008-05-07 | 2008-05-07 | SMITH FRANK C JR | Grant, award, other acqusition (Rule 16-b3(d)) | 10,000 | $0.00 | Acquired | 2009-05-07 | 2013-05-07 | Common Stock | 10,000 |
| CALTON INC | 0001188112-08-001613 | 2008-05-07 | 2008-05-07 | YATES JOHN G | Grant, award, other acqusition (Rule 16-b3(d)) | 10,000 | $0.00 | Acquired | 2009-05-07 | 2013-05-07 | Common Stock | 10,000 |
| CAMERON INTERNATIONAL CORP | 0001427152-08-000033 | 2008-05-08 | 2008-05-08 | Wright James E | Excercise or conversion of exempted derivative (Rule 16-b3) | 14,530 | $0.00 | Disposed | 2006-11-10 | 2012-11-10 | Common Stock | 14,530 |
| CAPITAL CORP OF THE WEST | 0001230295-08-000274 | 2008-05-07 | 2008-05-07 | Fawcett John | Excercise or conversion of exempted derivative (Rule 16-b3) | 6,249 | $0.00 | Disposed | 2000-02-15 | 2010-02-14 | Common Stock | 6,249 |
| CARNIVAL CORP | 0000815097-08-000022 | 2008-05-08 | 2008-05-08 | CAPEN RICHARD G JR | Excercise or conversion of exempted derivative (Rule 16-b3) | 6,000 | $0.00 | Disposed | 2007-12-02 | 2012-12-02 | Common Stock | 6,000 |
| CARNIVAL PLC | 0001125259-08-000026 | 2008-05-08 | 2008-05-09 | CAPEN RICHARD G JR | Excercise or conversion of exempted derivative (Rule 16-b3) | 6,000 | $0.00 | Disposed | 2007-12-02 | 2012-12-02 | Trust Shares (beneficial interest in special voting share) | 6,000 |
| CENTEX CORP | 0001209191-08-028982 | 2008-05-07 | 2008-05-07 | Barclay David L | Grant, award, other acqusition (Rule 16-b3(d)) | 94,816 | $0.00 | Acquired | Blank | 2015-05-07 | Common Stock (Par Value $0.25) | 94,816 |
| CENTEX CORP | 0001209191-08-028983 | 2008-05-07 | 2008-05-07 | Bosch Joseph A | Grant, award, other acqusition (Rule 16-b3(d)) | 37,926 | $0.00 | Acquired | Blank | 2015-05-07 | Common Stock (Par Value $0.25) | 37,926 |
| CENTEX CORP | 0001209191-08-028984 | 2008-05-07 | 2008-05-07 | ELLER TIMOTHY R | Grant, award, other acqusition (Rule 16-b3(d)) | 252,844 | $0.00 | Acquired | Blank | 2015-05-07 | Common Stock (Par Value $0.25) | 252,844 |
| CENTEX CORP | 0001209191-08-028985 | 2008-05-07 | 2008-05-07 | KEMP MARK D | Grant, award, other acqusition (Rule 16-b3(d)) | 11,061 | $0.00 | Acquired | Blank | 2015-05-07 | Common Stock (Par Value $0.25) | 11,061 |
| CENTEX CORP | 0001209191-08-028988 | 2008-05-07 | 2008-05-07 | STEWART ROBERT S | Grant, award, other acqusition (Rule 16-b3(d)) | 31,605 | $0.00 | Acquired | Blank | 2015-05-07 | CommonStock (Par Value $0.25) | 31,605 |
| CENTEX CORP | 0001209191-08-028986 | 2008-05-07 | 2008-05-07 | Smith Catherine R | Grant, award, other acqusition (Rule 16-b3(d)) | 94,816 | $0.00 | Acquired | Blank | 2015-05-07 | Common Stock (Par Value $0.25) | 94,816 |
| CENTEX CORP | 0001209191-08-028992 | 2008-05-07 | 2008-05-07 | Woram Brian J | Grant, award, other acqusition (Rule 16-b3(d)) | 37,926 | $0.00 | Acquired | Blank | 2015-05-07 | Common Stock(Par Value $0.25) | 37,926 |
| CEPHEID | 0001005477-08-003289 | 2008-05-07 | 2008-05-07 | King Laurie | Excercise or conversion of exempted derivative (Rule 16-b3) | 19,800 | $0.00 | Disposed | Blank | 2013-01-13 | Common Stock | 19,800 |
| CEPHEID | 0001005477-08-003289 | 2008-05-07 | 2008-05-08 | King Laurie | Excercise or conversion of exempted derivative (Rule 16-b3) | 30,000 | $0.00 | Disposed | Blank | 2014-04-29 | Common Stock | 30,000 |
| CEPHEID | 0001005477-08-003289 | 2008-05-07 | 2008-05-08 | King Laurie | Excercise or conversion of exempted derivative (Rule 16-b3) | 10,200 | $0.00 | Disposed | Blank | 2013-01-13 | Common Stock | 10,200 |
| CHAMPION ENTERPRISES INC | 0001209191-08-028840 | 2008-05-07 | 2008-05-07 | LYNCH GEORGE M | Grant, award, other acqusition (Rule 16-b3(d)) | 7,000 | $0.00 | Acquired | Blank | Blank | Common Stock | 7,000 |
| CHEVRON CORP | 0001127602-08-002944 | 2008-05-07 | 2008-05-07 | JAMES CHARLES A | Excercise or conversion of exempted derivative (Rule 16-b3) | 53,333 | $0.00 | Disposed | Blank | 2015-06-29 | Common Stock | 53,333 |
| CHEVRON CORP | 0001127602-08-002944 | 2008-05-07 | 2008-05-07 | JAMES CHARLES A | Excercise or conversion of exempted derivative (Rule 16-b3) | 50,000 | $0.00 | Disposed | Blank | 2016-03-23 | Common Stock | 50,000 |
| CHEVRON CORP | 0001127602-08-002939 | 2008-05-07 | 2008-05-07 | WATSON JOHN S | Excercise or conversion of exempted derivative (Rule 16-b3) | 120,000 | $0.00 | Disposed | Blank | 2013-06-25 | Common Stock | 120,000 |
| CHEVRON CORP | 0001127602-08-002939 | 2008-05-07 | 2008-05-07 | WATSON JOHN S | Excercise or conversion of exempted derivative (Rule 16-b3) | 120,000 | $0.00 | Disposed | Blank | 2014-06-30 | Common Stock | 120,000 |
| CMS ENERGY CORP | 0001246360-08-001476 | 2008-05-08 | 2008-05-08 | BARBA GLENN P | Excercise or conversion of exempted derivative (Rule 16-b3) | 30,000 | $0.00 | Disposed | 2003-08-22 | 2013-09-21 | Common Stock | 30,000 |
| COGNEX CORP | 0001433759-08-000002 | 1993-12-14 | 1993-12-14 | Testa Justin | Grant, award, other acqusition (Rule 16-b3(d)) | 60,000 | $0.00 | Acquired | 1999-04-05 | 2008-12-14 | Common Stock | 60,000 |
| COGNEX CORP | 0001433759-08-000002 | 1993-12-14 | 1999-06-07 | Testa Justin | Excercise or conversion of exempted derivative (Rule 16-b3) | 12,000 | $0.00 | Disposed | 1999-04-05 | 2008-12-14 | Common Stock | 12,000 |
| COGNEX CORP | 0001433759-08-000002 | 1993-12-14 | 1999-12-14 | Testa Justin | Grant, award, other acqusition (Rule 16-b3(d)) | 54,000 | $0.00 | Acquired | 2002-04-27 | 2009-12-14 | Common Stock | 54,000 |
| COGNEX CORP | 0001433759-08-000002 | 1993-12-14 | 2000-06-02 | Testa Justin | Excercise or conversion of exempted derivative (Rule 16-b3) | 2,500 | $0.00 | Disposed | 1999-04-05 | 2008-12-14 | Common Stock | 2,500 |
| COGNEX CORP | 0001433759-08-000002 | 1993-12-14 | 2000-12-21 | Testa Justin | Grant, award, other acqusition (Rule 16-b3(d)) | 22,500 | $0.00 | Acquired | 2002-04-27 | 2010-12-21 | Common Stock | 22,500 |
| COGNEX CORP | 0001433759-08-000002 | 1993-12-14 | 2002-02-11 | Testa Justin | Grant, award, other acqusition (Rule 16-b3(d)) | 22,500 | $0.00 | Acquired | 2003-01-01 | 2012-02-11 | Common Stock | 22,500 |
| COGNEX CORP | 0001433759-08-000002 | 1993-12-14 | 2003-04-02 | Testa Justin | Grant, award, other acqusition (Rule 16-b3(d)) | 30,000 | $0.00 | Acquired | 2004-01-01 | 2013-02-04 | Common Stock | 30,000 |
| COGNEX CORP | 0001433759-08-000002 | 1993-12-14 | 2003-07-29 | Testa Justin | Excercise or conversion of exempted derivative (Rule 16-b3) | 20,000 | $0.00 | Disposed | 1999-04-05 | 2008-12-14 | Common Stock | 20,000 |
| COGNEX CORP | 0001433759-08-000002 | 1993-12-14 | 2004-01-05 | Testa Justin | Grant, award, other acqusition (Rule 16-b3(d)) | 30,000 | $0.00 | Acquired | 2005-01-01 | 2014-01-05 | Common Stock | 30,000 |
| COGNEX CORP | 0001433759-08-000002 | 1993-12-14 | 2004-03-01 | Testa Justin | Excercise or conversion of exempted derivative (Rule 16-b3) | 13,000 | $0.00 | Disposed | 2002-04-27 | 2009-12-14 | Common Stock | 13,000 |
| COGNEX CORP | 0001433759-08-000002 | 1993-12-14 | 2004-03-01 | Testa Justin | Excercise or conversion of exempted derivative (Rule 16-b3) | 4,500 | $0.00 | Disposed | 2003-01-01 | 2012-02-11 | Common Stock | 4,500 |
| COGNEX CORP | 0001433759-08-000002 | 1993-12-14 | 2005-01-10 | Testa Justin | Grant, award, other acqusition (Rule 16-b3(d)) | 30,000 | $0.00 | Acquired | 2006-01-01 | 2015-01-10 | Common Stock | 30,000 |
| COGNEX CORP | 0001433759-08-000002 | 1993-12-14 | 2005-07-22 | Testa Justin | Excercise or conversion of exempted derivative (Rule 16-b3) | 7,500 | $0.00 | Disposed | 2005-01-01 | 2014-01-05 | Common Stock | 7,500 |
| COGNEX CORP | 0001433759-08-000002 | 1993-12-14 | 2005-07-22 | Testa Justin | Excercise or conversion of exempted derivative (Rule 16-b3) | 8,500 | $0.00 | Disposed | 2003-01-01 | 2012-02-11 | Common Stock | 8,500 |
| COGNEX CORP | 0001433759-08-000002 | 1993-12-14 | 2006-01-30 | Testa Justin | Grant, award, other acqusition (Rule 16-b3(d)) | 27,500 | $0.00 | Acquired | 2007-01-01 | 2016-01-30 | Common Stock | 27,500 |
| COGNEX CORP | 0001433759-08-000002 | 1993-12-14 | 2007-01-29 | Testa Justin | Grant, award, other acqusition (Rule 16-b3(d)) | 25,000 | $0.00 | Acquired | 2008-01-29 | 2017-01-29 | Common Stock | 25,000 |
| COGNEX CORP | 0001433759-08-000002 | 1993-12-14 | 2008-02-19 | Testa Justin | Grant, award, other acqusition (Rule 16-b3(d)) | 22,500 | $0.00 | Acquired | 2010-02-19 | 2018-02-19 | Common Stock | 22,500 |
| COGNEX CORP | 0001433759-08-000002 | 1993-12-14 | 2008-02-19 | Testa Justin | Grant, award, other acqusition (Rule 16-b3(d)) | 25,000 | $0.00 | Acquired | 2009-02-19 | 2018-02-19 | Common Stock | 25,000 |
| COGNEX CORP | 0001433759-08-000002 | 1993-12-14 | 2008-05-07 | Testa Justin | Excercise or conversion of exempted derivative (Rule 16-b3) | 8,500 | $0.00 | Disposed | 1999-04-05 | 2008-12-14 | Common Stock | 8,500 |
| COMMSCOPE INC | 0001035884-08-000038 | 2008-05-08 | 2008-05-08 | GARRETT BRIAN D | Excercise or conversion of exempted derivative (Rule 16-b3) | 21,250 | $0.00 | Disposed | 2001-12-14 | 2010-12-14 | Common Stock | 21,250 |
| COMMUNITY VALLEY BANCORP | 0001179110-08-009290 | 2008-03-04 | 2008-03-04 | STRAUSS GARY BERTRAM | Excercise or conversion of exempted derivative (Rule 16-b3) | 1,060 | $0.00 | Disposed | 2005-04-30 | 2010-04-30 | Common Stock | 26,666 |
| CONCUR TECHNOLOGIES INC | 0001314730-08-000004 | 2008-05-09 | 2008-05-09 | McCabe Jeffrey Thomas | Excercise or conversion of exempted derivative (Rule 16-b3) | 10,000 | $0.00 | Disposed | 2006-01-21 | 2015-01-21 | Common Stock | 10,000 |
| CONOCOPHILLIPS | 0001209191-08-028788 | 2008-05-07 | 2008-05-07 | LOWE JOHN E | Excercise or conversion of exempted derivative (Rule 16-b3) | 3,782 | $0.00 | Disposed | Blank | Blank | Common Stock | 3,782 |
| CORNING INC /NY | 0000024741-08-000209 | 2008-05-08 | 2008-05-08 | Hatton Vincent P | Excercise or conversion of exempted derivative (Rule 16-b3) | 16,875 | $0.00 | Disposed | 2003-02-01 | 2012-01-31 | Common Stock | 16,875 |
| COVANCE INC | 0001229878-08-000023 | 2008-05-08 | 2008-05-08 | Scodari Joseph C | Grant, award, other acqusition (Rule 16-b3(d)) | 37 | $0.00 | Acquired | Blank | Blank | Common Stock | 37 |
| COVANCE INC | 0001229878-08-000023 | 2008-05-08 | 2008-05-08 | Scodari Joseph C | Grant, award, other acqusition (Rule 16-b3(d)) | 1,700 | $0.00 | Acquired | Blank | 2018-05-07 | Common Stock | 1,700 |
| CRYOLIFE INC | 0000914062-08-000234 | 2008-05-07 | 2008-05-07 | Benson James | Excercise or conversion of exempted derivative (Rule 16-b3) | 10,000 | $0.00 | Disposed | 2005-12-28 | 2010-12-28 | Common Stock | 10,000 |
| CYTOGEN CORP | 0001140361-08-011720 | 2008-05-08 | 2008-05-08 | LOKAY KEVIN G | Disposition to issuer (Rule 16-b3(e)) | 400,000 | $0.00 | Disposed | Blank | Blank | Common Stock | 400,000 |
| CYTOGEN CORP | 0001140361-08-011720 | 2008-05-08 | 2008-05-08 | LOKAY KEVIN G | Disposition to issuer (Rule 16-b3(e)) | 100,000 | $0.00 | Disposed | Blank | Blank | Common Stock | 100,000 |
| China Direct, Inc. | 0001161697-08-000512 | 2008-05-07 | 2008-05-07 | Wang Yuejian | Excercise or conversion of exempted derivative (Rule 16-b3) | 18,940 | $0.00 | Disposed | 2006-01-01 | 2011-01-01 | Common Stock | 18,940 |
| China Direct, Inc. | 0001161697-08-000512 | 2008-05-07 | 2008-05-08 | Wang Yuejian | Excercise or conversion of exempted derivative (Rule 16-b3) | 23,000 | $0.00 | Disposed | 2006-01-01 | 2011-01-01 | Common Stock | 23,000 |
| China Healthcare Acquisition Corp. | 0001209191-08-028824 | 2007-04-20 | 2007-04-20 | Ma James | Purchase | 3,000 | $6.00 | Acquired | Blank | 2012-04-18 | Common Stock | 6,000 |
| Comverge, Inc. | 0001181431-08-030219 | 2008-05-07 | 2008-05-07 | Brownell Nora Mead | Grant, award, other acqusition (Rule 16-b3(d)) | 4,386 | $0.00 | Acquired | Blank | 2015-05-07 | Common Stock | 4,386 |
| Comverge, Inc. | 0001181431-08-030222 | 2008-05-07 | 2008-05-07 | Dreyer Alec Gilbert | Grant, award, other acqusition (Rule 16-b3(d)) | 4,386 | $0.00 | Acquired | Blank | 2015-05-07 | Common Stock | 4,386 |
| Comverge, Inc. | 0001181431-08-030224 | 2008-05-07 | 2008-05-07 | GREALIS WILLIAM J | Grant, award, other acqusition (Rule 16-b3(d)) | 4,386 | $0.00 | Acquired | Blank | 2015-05-07 | Common Stock | 4,386 |
| Comverge, Inc. | 0001181431-08-030225 | 2008-05-07 | 2008-05-07 | MCCULLOUGH ROBERT F | Grant, award, other acqusition (Rule 16-b3(d)) | 4,386 | $0.00 | Acquired | Blank | 2015-05-07 | Common Stock | 4,386 |
| Comverge, Inc. | 0001181431-08-030227 | 2008-05-07 | 2008-05-07 | YOUNG R BLAKE | Grant, award, other acqusition (Rule 16-b3(d)) | 4,386 | $0.00 | Acquired | Blank | 2015-05-07 | Common Stock | 4,386 |
| DATARAM CORP | 0001001746-08-000006 | 2008-05-07 | 2008-05-07 | Freeman John | Grant, award, other acqusition (Rule 16-b3(d)) | 150,000 | $0.00 | Acquired | 2008-05-07 | 2018-05-07 | Common Stock | 150,000 |
| DELPHI FINANCIAL GROUP INC/DE | 0000859139-08-000050 | 2008-05-07 | 2008-05-07 | Brine Kevin R | Grant, award, other acqusition (Rule 16-b3(d)) | 5,525 | $0.00 | Acquired | 2008-08-05 | 2018-05-07 | Class A Common Stock | 5,525 |
| DELPHI FINANCIAL GROUP INC/DE | 0000859139-08-000050 | 2008-05-07 | 2008-05-07 | Brine Kevin R | Grant, award, other acqusition (Rule 16-b3(d)) | 11,049 | $0.00 | Acquired | 2009-05-01 | 2018-05-07 | Class A Common Stock | 11,049 |
| DELPHI FINANCIAL GROUP INC/DE | 0000859139-08-000051 | 2008-05-07 | 2008-05-07 | FOX EDWARD A | Grant, award, other acqusition (Rule 16-b3(d)) | 11,049 | $0.00 | Acquired | 2009-05-01 | 2018-05-07 | Class A Common Stock | 11,049 |
| DELPHI FINANCIAL GROUP INC/DE | 0000859139-08-000052 | 2008-05-07 | 2008-05-07 | Hirsh Steven Andrew | Grant, award, other acqusition (Rule 16-b3(d)) | 11,049 | $0.00 | Acquired | 2009-05-01 | 2018-05-07 | Class A Common Stock | 11,049 |
| DELPHI FINANCIAL GROUP INC/DE | 0000859139-08-000052 | 2008-05-07 | 2008-05-07 | Hirsh Steven Andrew | Grant, award, other acqusition (Rule 16-b3(d)) | 2,762 | $0.00 | Acquired | 2008-08-05 | 2018-05-07 | Class A Common Stock | 2,762 |
| DELPHI FINANCIAL GROUP INC/DE | 0000859139-08-000053 | 2008-05-07 | 2008-05-07 | Litvack James Michael | Grant, award, other acqusition (Rule 16-b3(d)) | 2,762 | $0.00 | Acquired | 2008-08-05 | 2018-05-07 | Class A Common Stock | 2,762 |
| DELPHI FINANCIAL GROUP INC/DE | 0000859139-08-000053 | 2008-05-07 | 2008-05-07 | Litvack James Michael | Grant, award, other acqusition (Rule 16-b3(d)) | 11,049 | $0.00 | Acquired | 2009-05-01 | 2018-05-07 | Class A Common Stock | 11,049 |
| DELPHI FINANCIAL GROUP INC/DE | 0000859139-08-000054 | 2008-05-07 | 2008-05-07 | MEEHAN JAMES N | Grant, award, other acqusition (Rule 16-b3(d)) | 11,049 | $0.00 | Acquired | 2009-05-01 | 2018-05-07 | Class A Common Stock | 11,049 |
| DELPHI FINANCIAL GROUP INC/DE | 0000859139-08-000054 | 2008-05-07 | 2008-05-07 | MEEHAN JAMES N | Grant, award, other acqusition (Rule 16-b3(d)) | 5,525 | $0.00 | Acquired | 2008-08-05 | 2018-05-07 | Class A Common Stock | 5,525 |
| DELPHI FINANCIAL GROUP INC/DE | 0000859139-08-000055 | 2008-05-07 | 2008-05-07 | OCONNOR PHILIP R | Grant, award, other acqusition (Rule 16-b3(d)) | 5,525 | $0.00 | Acquired | 2008-08-05 | 2018-05-07 | Class A Common Stock | 5,525 |
| DELPHI FINANCIAL GROUP INC/DE | 0000859139-08-000055 | 2008-05-07 | 2008-05-07 | OCONNOR PHILIP R | Grant, award, other acqusition (Rule 16-b3(d)) | 11,049 | $0.00 | Acquired | 2009-05-01 | 2018-05-07 | Class A Common Stock | 11,049 |
| DELPHI FINANCIAL GROUP INC/DE | 0000859139-08-000056 | 2008-05-07 | 2008-05-07 | WRIGHT ROBERT F | Grant, award, other acqusition (Rule 16-b3(d)) | 2,762 | $0.00 | Acquired | 2008-08-05 | 2018-05-07 | Class A Common Stock | 2,762 |
| DELPHI FINANCIAL GROUP INC/DE | 0000859139-08-000056 | 2008-05-07 | 2008-05-07 | WRIGHT ROBERT F | Grant, award, other acqusition (Rule 16-b3(d)) | 11,049 | $0.00 | Acquired | 2009-05-01 | 2018-05-07 | Class A Common Stock | 11,049 |
| DOVER CORP | 0001207964-08-000007 | 2008-05-08 | 2008-05-08 | KUHBACH ROBERT G | Excercise or conversion of exempted derivative (Rule 16-b3) | 65,608 | $0.00 | Disposed | 2006-02-13 | 2013-02-13 | Common Stock | 65,608 |
| DRS TECHNOLOGIES INC | 0001387311-08-000020 | 2008-05-08 | 2008-05-08 | FRASER DONALD C | Excercise or conversion of exempted derivative (Rule 16-b3) | 2,500 | $0.00 | Disposed | Blank | 2009-08-04 | Common Stock | 2,500 |
| Data Domain, Inc. | 0001005477-08-003291 | 2008-05-07 | 2008-05-07 | Slootman Frank | Excercise or conversion of exempted derivative (Rule 16-b3) | 91,100 | $0.00 | Disposed | Blank | 2013-08-27 | Common Stock | 91,100 |
| Data Domain, Inc. | 0001005477-08-003291 | 2008-05-07 | 2008-05-08 | Slootman Frank | Excercise or conversion of exempted derivative (Rule 16-b3) | 83,900 | $0.00 | Disposed | Blank | 2013-08-27 | Common Stock | 83,900 |
| Data Domain, Inc. | 0001005477-08-003291 | 2008-05-07 | 2008-05-09 | Slootman Frank | Excercise or conversion of exempted derivative (Rule 16-b3) | 75,000 | $0.00 | Disposed | Blank | 2013-08-27 | Common Stock | 75,000 |
| Dr Pepper Snapple Group, Inc. | 0001209191-08-028901 | 2008-05-07 | 2008-05-07 | ADAMS JOHN L | Grant, award, other acqusition (Rule 16-b3(d)) | 3,943 | $0.00 | Acquired | Blank | Blank | Common Stock | 3,943 |
| Dr Pepper Snapple Group, Inc. | 0001209191-08-028905 | 2008-05-07 | 2008-05-07 | MARTIN TERENCE D | Grant, award, other acqusition (Rule 16-b3(d)) | 5,126 | $0.00 | Acquired | Blank | Blank | Common Stock | 5,126 |
| Dr Pepper Snapple Group, Inc. | 0001209191-08-028907 | 2008-05-07 | 2008-05-07 | PATSLEY PAMELA H | Grant, award, other acqusition (Rule 16-b3(d)) | 3,943 | $0.00 | Acquired | Blank | Blank | Common Stock | 3,943 |
| Dr Pepper Snapple Group, Inc. | 0001209191-08-028908 | 2008-05-07 | 2008-05-07 | Rogers Ronald G. | Grant, award, other acqusition (Rule 16-b3(d)) | 3,943 | $0.00 | Acquired | Blank | Blank | Common Stock | 3,943 |
| Dr Pepper Snapple Group, Inc. | 0001209191-08-028934 | 2008-05-07 | 2008-05-07 | SANDERS WAYNE R | Grant, award, other acqusition (Rule 16-b3(d)) | 7,886 | $0.00 | Acquired | Blank | Blank | Common Stock | 7,886 |
| Dr Pepper Snapple Group, Inc. | 0001209191-08-028934 | 2008-05-07 | 2008-05-07 | SANDERS WAYNE R | Grant, award, other acqusition (Rule 16-b3(d)) | 35,488 | $0.00 | Acquired | Blank | Blank | Common Stock | 35,488 |
| Dr Pepper Snapple Group, Inc. | 0001209191-08-028935 | 2008-05-07 | 2008-05-07 | STAHL JACK L | Grant, award, other acqusition (Rule 16-b3(d)) | 4,929 | $0.00 | Acquired | Blank | Blank | Common Stock | 4,929 |
| Dr Pepper Snapple Group, Inc. | 0001209191-08-028911 | 2008-05-07 | 2008-05-07 | SZOSTAK M ANNE | Grant, award, other acqusition (Rule 16-b3(d)) | 3,943 | $0.00 | Acquired | Blank | Blank | Common Stock | 3,943 |
| Dr Pepper Snapple Group, Inc. | 0001209191-08-029000 | 2008-05-07 | 2008-05-07 | Varney Jolene L. | Grant, award, other acqusition (Rule 16-b3(d)) | 29,574 | $0.00 | Acquired | Blank | 2009-05-07 | Common Stock | 29,574 |
| Dr Pepper Snapple Group, Inc. | 0001209191-08-029000 | 2008-05-07 | 2008-05-07 | Varney Jolene L. | Grant, award, other acqusition (Rule 16-b3(d)) | 14,787 | $0.00 | Acquired | Blank | 2009-05-07 | Common Stock | 14,787 |
| Dr Pepper Snapple Group, Inc. | 0001209191-08-029000 | 2008-05-07 | 2008-05-07 | Varney Jolene L. | Grant, award, other acqusition (Rule 16-b3(d)) | 48,797 | $0.00 | Acquired | Blank | 2009-05-07 | Common Stock | 48,797 |
| Dresser-Rand Group Inc. | 0001209191-08-028842 | 2008-05-07 | 2008-05-07 | ARNETT LONNIE A | Excercise or conversion of exempted derivative (Rule 16-b3) | 50,000 | $0.00 | Disposed | 2007-03-13 | 2015-08-05 | Common Stock | 50,000 |
| ELDORADO ARTESIAN SPRINGS INC | 0001403942-08-000002 | 2008-05-05 | 2008-05-05 | Janssen Kathy | Excercise or conversion of exempted derivative (Rule 16-b3) | 100,000 | $0.00 | Disposed | 2006-05-01 | 2008-05-01 | Common Stock | 100,000 |
| ELDORADO ARTESIAN SPRINGS INC | 0001404297-08-000002 | 2008-05-05 | 2008-05-05 | Schmitt George J | Excercise or conversion of exempted derivative (Rule 16-b3) | 200,000 | $0.00 | Disposed | 2003-05-01 | 2006-05-26 | Common Stock | 200,000 |
| ELDORADO ARTESIAN SPRINGS INC | 0001403944-08-000001 | 2008-05-08 | 2008-05-08 | Shoenfeld Cathleen M | Excercise or conversion of exempted derivative (Rule 16-b3) | 200,000 | $0.00 | Disposed | 2003-05-01 | 2008-05-26 | Common Stock | 200,000 |
| ENSCO INTERNATIONAL INC | 0001123548-08-000004 | 2008-05-08 | 2008-05-08 | MOOMJIAN CARY A JR | Excercise or conversion of exempted derivative (Rule 16-b3) | 3,000 | $0.00 | Disposed | 2006-06-01 | 2012-06-01 | Common Stock | 3,000 |
| ENSCO INTERNATIONAL INC | 0001123548-08-000004 | 2008-05-08 | 2008-05-08 | MOOMJIAN CARY A JR | Excercise or conversion of exempted derivative (Rule 16-b3) | 2,000 | $0.00 | Disposed | 2005-08-17 | 2009-08-17 | Common Stock | 2,000 |
| ENTERTAINMENT PROPERTIES TRUST | 0001045450-08-000017 | 2008-05-07 | 2008-05-07 | OLSON JIM | Grant, award, other acqusition (Rule 16-b3(d)) | 2,500 | $52.72 | Acquired | 2008-05-07 | 2018-05-07 | Common Shares of Beneficial Interest | 0 |
| ESTEE LAUDER COMPANIES INC | 0001001250-08-000067 | 2008-05-08 | 2008-05-08 | BOUSQUET CHAVANNE PATRICK | Excercise or conversion of exempted derivative (Rule 16-b3) | 33,333 | $0.00 | Disposed | 2007-01-01 | 2015-09-26 | Class A Common Stock | 33,333 |
| EVERGREEN ENERGY INC | 0001017951-08-000131 | 2008-05-07 | 2008-05-07 | ADELSTEIN STANFORD M | Grant, award, other acqusition (Rule 16-b3(d)) | 7,667 | $0.00 | Acquired | 2008-05-07 | 2011-03-15 | Common Stock | 7,667 |
| EVERGREEN ENERGY INC | 0001017951-08-000132 | 2008-05-07 | 2008-05-07 | CLARK ROBERT J | Grant, award, other acqusition (Rule 16-b3(d)) | 10,000 | $0.00 | Acquired | 2008-05-07 | 2011-03-15 | Common Stock | 10,000 |
| EVERGREEN ENERGY INC | 0001017951-08-000133 | 2008-05-07 | 2008-05-07 | JOHNSON MANUEL H | Grant, award, other acqusition (Rule 16-b3(d)) | 9,833 | $0.00 | Acquired | 2008-05-07 | 2011-03-15 | Common Stock | 9,833 |
| EVERGREEN ENERGY INC | 0001017951-08-000134 | 2008-05-07 | 2008-05-07 | KAPLAN ROBERT S DR | Grant, award, other acqusition (Rule 16-b3(d)) | 8,500 | $0.00 | Acquired | 2008-05-07 | 2011-03-15 | Common Stock | 8,500 |
| EVERGREEN ENERGY INC | 0001017951-08-000135 | 2008-05-07 | 2008-05-07 | LOVOI JOHN | Grant, award, other acqusition (Rule 16-b3(d)) | 8,500 | $0.00 | Acquired | 2008-05-07 | 2011-03-15 | Common Stock | 8,500 |
| EVERGREEN ENERGY INC | 0001017951-08-000136 | 2008-05-07 | 2008-05-07 | PESTER JACK C | Grant, award, other acqusition (Rule 16-b3(d)) | 11,500 | $0.00 | Acquired | 2008-05-07 | 2011-03-15 | Common Stock | 11,500 |
| EVERGREEN ENERGY INC | 0001017951-08-000137 | 2008-05-07 | 2008-05-07 | PIGNATELLI JAMES S | Grant, award, other acqusition (Rule 16-b3(d)) | 8,333 | $0.00 | Acquired | 2008-05-07 | 2011-03-15 | Common Stock | 8,333 |
| EVERGREEN ENERGY INC | 0001017951-08-000138 | 2008-05-07 | 2008-05-07 | ROSIER WILLIAM GRADY | Grant, award, other acqusition (Rule 16-b3(d)) | 9,000 | $0.00 | Acquired | 2008-05-07 | 2011-03-15 | Common Stock | 9,000 |
| EVERGREEN ENERGY INC | 0001017951-08-000139 | 2008-05-07 | 2008-05-07 | SCHLESINGER JAMES DR R | Grant, award, other acqusition (Rule 16-b3(d)) | 7,500 | $0.00 | Acquired | 2008-05-07 | 2011-03-15 | Common Stock | 7,500 |
| EXELON CORP | 0001109357-08-000117 | 2008-05-07 | 2008-05-07 | GILLIS RUTH ANN M | Excercise or conversion of exempted derivative (Rule 16-b3) | 13,500 | $0.00 | Disposed | Blank | Blank | Common Stock | 13,500 |
| EXPEDITORS INTERNATIONAL OF WASHINGTON INC | 0001232713-08-000004 | 2008-05-07 | 2008-05-07 | ALGER EUGENE K | Grant, award, other acqusition (Rule 16-b3(d)) | 7,000 | $0.00 | Acquired | 2011-05-07 | 2018-05-07 | Common Stock | 7,000 |
| EXPEDITORS INTERNATIONAL OF WASHINGTON INC | 0001232707-08-000002 | 2008-05-07 | 2008-05-07 | BARBER TIMOTHY C | Grant, award, other acqusition (Rule 16-b3(d)) | 7,000 | $0.00 | Acquired | 2011-05-07 | 2018-05-07 | Common Stock | 7,000 |
| EXPEDITORS INTERNATIONAL OF WASHINGTON INC | 0001232716-08-000004 | 2008-05-07 | 2008-05-07 | CARCAILLET JEAN CLAUDE | Grant, award, other acqusition (Rule 16-b3(d)) | 5,000 | $0.00 | Acquired | 2011-05-07 | 2018-05-07 | Common Stock | 5,000 |
| EXPEDITORS INTERNATIONAL OF WASHINGTON INC | 0001232702-08-000004 | 2008-05-09 | 2008-05-09 | CASEY JAMES J | Excercise or conversion of exempted derivative (Rule 16-b3) | 32,000 | $0.00 | Disposed | 2003-06-03 | 2012-06-03 | Common Stock | 32,000 |
| EXPEDITORS INTERNATIONAL OF WASHINGTON INC | 0001232718-08-000004 | 2008-05-07 | 2008-05-07 | COUGHLIN PHILIP M | Grant, award, other acqusition (Rule 16-b3(d)) | 7,000 | $0.00 | Acquired | 2011-05-07 | 2018-05-07 | Common Stock | 7,000 |
| EXPEDITORS INTERNATIONAL OF WASHINGTON INC | 0001232719-08-000002 | 2008-05-07 | 2008-05-07 | ESPOSITO ROSANNE | Grant, award, other acqusition (Rule 16-b3(d)) | 7,000 | $0.00 | Acquired | 2011-05-07 | 2018-05-07 | Common Stock | 7,000 |
| EXPEDITORS INTERNATIONAL OF WASHINGTON INC | 0001232708-08-000004 | 2008-05-07 | 2008-05-07 | GATES R JORDAN | Grant, award, other acqusition (Rule 16-b3(d)) | 5,000 | $0.00 | Acquired | 2011-05-07 | 2018-05-07 | Common Stock | 5,000 |
| EXPEDITORS INTERNATIONAL OF WASHINGTON INC | 0001232720-08-000002 | 2008-05-07 | 2008-05-07 | IDIART ROGER A | Grant, award, other acqusition (Rule 16-b3(d)) | 5,000 | $0.00 | Acquired | 2011-05-07 | 2018-05-07 | Common Stock | 5,000 |
| EXPEDITORS INTERNATIONAL OF WASHINGTON INC | 0001232706-08-000002 | 2008-05-07 | 2008-05-07 | LIU SANDY K Y | Grant, award, other acqusition (Rule 16-b3(d)) | 5,000 | $0.00 | Acquired | 2011-05-07 | 2018-05-07 | Common Stock | 5,000 |
| EXPEDITORS INTERNATIONAL OF WASHINGTON INC | 0001232723-08-000002 | 2008-05-07 | 2008-05-07 | LYNCH CHARLES J | Grant, award, other acqusition (Rule 16-b3(d)) | 3,000 | $0.00 | Acquired | 2011-05-07 | 2018-05-07 | Common Stock | 3,000 |
| EXPEDITORS INTERNATIONAL OF WASHINGTON INC | 0001323312-08-000002 | 2008-05-07 | 2008-05-07 | Musser Jeffrey S | Grant, award, other acqusition (Rule 16-b3(d)) | 3,000 | $0.00 | Acquired | 2011-05-07 | 2018-05-07 | Common Stock | 3,000 |
| EXPEDITORS INTERNATIONAL OF WASHINGTON INC | 0001232703-08-000006 | 2008-05-07 | 2008-05-07 | ROSE PETER J | Grant, award, other acqusition (Rule 16-b3(d)) | 5,000 | $0.00 | Acquired | 2011-05-07 | 2018-05-07 | Common Stock | 5,000 |
| EXPEDITORS INTERNATIONAL OF WASHINGTON INC | 0001232711-08-000004 | 2008-05-07 | 2008-05-07 | SABER ROMMEL C | Grant, award, other acqusition (Rule 16-b3(d)) | 5,000 | $0.00 | Acquired | 2011-05-07 | 2018-05-07 | Common Stock | 5,000 |
| EXPEDITORS INTERNATIONAL OF WASHINGTON INC | 0001379215-08-000002 | 2008-05-07 | 2008-05-07 | Tangeman Amy Jo | Grant, award, other acqusition (Rule 16-b3(d)) | 5,000 | $0.00 | Acquired | 2011-05-07 | 2018-05-07 | Common Stock | 5,000 |
| EXPEDITORS INTERNATIONAL OF WASHINGTON INC | 0001232712-08-000002 | 2008-05-07 | 2008-05-07 | VILLANUEVA ROBERT L | Grant, award, other acqusition (Rule 16-b3(d)) | 5,000 | $0.00 | Acquired | 2011-05-07 | 2018-05-07 | Common Stock | 5,000 |
| EXPEDITORS INTERNATIONAL OF WASHINGTON INC | 0001232705-08-000002 | 2008-05-07 | 2008-05-07 | WANG JAMES L K | Grant, award, other acqusition (Rule 16-b3(d)) | 5,000 | $0.00 | Acquired | 2011-05-07 | 2018-05-07 | Common Stock | 5,000 |
| EXPEDITORS INTERNATIONAL OF WASHINGTON INC | 0001303014-08-000002 | 2008-05-07 | 2008-05-07 | Wall Daniel R | Grant, award, other acqusition (Rule 16-b3(d)) | 5,000 | $0.00 | Acquired | 2011-05-07 | 2018-05-07 | Common Stock | 5,000 |
| EXXON MOBIL CORP | 0000034088-08-000062 | 2008-05-07 | 2008-05-07 | Dolan Michael James | Excercise or conversion of exempted derivative (Rule 16-b3) | 51,000 | $45.22 | Disposed | 2001-11-29 | 2010-11-29 | Common Stock | 51,000 |
| FAIRCHILD SEMICONDUCTOR INTERNATIONAL INC | 0001036960-08-000031 | 2008-05-07 | 2008-05-07 | CARINALLI CHARLES | Grant, award, other acqusition (Rule 16-b3(d)) | 7,000 | $0.00 | Acquired | Blank | Blank | Common Stock, par value $.01 per share | 7,000 |
| FAIRCHILD SEMICONDUCTOR INTERNATIONAL INC | 0001036960-08-000026 | 2008-05-07 | 2008-05-07 | FRIEL ROBERT F | Grant, award, other acqusition (Rule 16-b3(d)) | 7,000 | $0.00 | Acquired | Blank | Blank | Common Stock, par value $.01 per share | 7,000 |
| FAIRCHILD SEMICONDUCTOR INTERNATIONAL INC | 0001036960-08-000027 | 2008-05-07 | 2008-05-07 | MAGNANTI THOMAS L | Grant, award, other acqusition (Rule 16-b3(d)) | 7,000 | $0.00 | Acquired | Blank | Blank | Common Stock, par value $.01 per share | 7,000 |
| FAIRCHILD SEMICONDUCTOR INTERNATIONAL INC | 0001036960-08-000028 | 2008-05-07 | 2008-05-07 | MCGARITY KEVIN J | Grant, award, other acqusition (Rule 16-b3(d)) | 7,000 | $0.00 | Acquired | Blank | Blank | Common Stock, par value $.01 per share | 7,000 |
| FAIRCHILD SEMICONDUCTOR INTERNATIONAL INC | 0001036960-08-000029 | 2008-05-07 | 2008-05-07 | ROUB BRYAN R | Grant, award, other acqusition (Rule 16-b3(d)) | 7,000 | $0.00 | Acquired | Blank | Blank | Common Stock, par value $.01 per share | 7,000 |
| FAIRCHILD SEMICONDUCTOR INTERNATIONAL INC | 0001036960-08-000030 | 2008-05-07 | 2008-05-07 | SHELLY RONALD | Grant, award, other acqusition (Rule 16-b3(d)) | 7,000 | $0.00 | Acquired | Blank | Blank | Common Stock, par value $.01 per share | 7,000 |
| FIRST MID ILLINOIS BANCSHARES INC | 0001140361-08-011689 | 2008-02-12 | 2008-05-08 | TAYLOR MICHAEL L | Excercise or conversion of exempted derivative (Rule 16-b3) | 1,264 | $8.37 | Disposed | 2005-01-01 | 2010-12-18 | Common Stock | 1,264 |
| FLIR SYSTEMS INC | 0001181431-08-030096 | 2008-05-07 | 2008-05-07 | LEWIS EARL R | Excercise or conversion of exempted derivative (Rule 16-b3) | 50,374 | $0.00 | Disposed | 2005-12-27 | 2011-12-27 | Common Stock | 50,374 |
| FLIR SYSTEMS INC | 0001181431-08-030096 | 2008-05-07 | 2008-05-08 | LEWIS EARL R | Excercise or conversion of exempted derivative (Rule 16-b3) | 50,374 | $0.00 | Disposed | 2005-12-27 | 2011-12-27 | Common Stock | 50,374 |
| FLUOR CORP | 0001209191-08-028952 | 2008-05-07 | 2008-05-07 | ADESIDA ILESANMI | Grant, award, other acqusition (Rule 16-b3(d)) | 225 | $0.00 | Acquired | 2009-05-07 | 2009-05-07 | Common stock | 225 |
| FLUOR CORP | 0001209191-08-028956 | 2008-05-07 | 2008-05-07 | BARKER PETER K | Grant, award, other acqusition (Rule 16-b3(d)) | 225 | $0.00 | Acquired | 2009-05-07 | 2009-05-07 | Common stock | 225 |
| FLUOR CORP | 0001209191-08-028958 | 2008-05-07 | 2008-05-07 | FLUOR PETER J | Excercise or conversion of exempted derivative (Rule 16-b3) | 62 | $0.00 | Disposed | Blank | Blank | Common stock | 62 |
| FLUOR CORP | 0001209191-08-028958 | 2008-05-07 | 2008-05-07 | FLUOR PETER J | Excercise or conversion of exempted derivative (Rule 16-b3) | 64 | $0.00 | Disposed | Blank | Blank | Common stock | 64 |
| FLUOR CORP | 0001209191-08-028958 | 2008-05-07 | 2008-05-07 | FLUOR PETER J | Excercise or conversion of exempted derivative (Rule 16-b3) | 110 | $0.00 | Disposed | Blank | Blank | Common stock | 110 |
| FLUOR CORP | 0001209191-08-028958 | 2008-05-07 | 2008-05-07 | FLUOR PETER J | Excercise or conversion of exempted derivative (Rule 16-b3) | 146 | $0.00 | Disposed | Blank | Blank | Common stock | 146 |
| FLUOR CORP | 0001209191-08-028958 | 2008-05-07 | 2008-05-07 | FLUOR PETER J | Excercise or conversion of exempted derivative (Rule 16-b3) | 110 | $0.00 | Disposed | Blank | Blank | Common stock | 110 |
| FLUOR CORP | 0001209191-08-028958 | 2008-05-07 | 2008-05-07 | FLUOR PETER J | Grant, award, other acqusition (Rule 16-b3(d)) | 225 | $0.00 | Acquired | 2009-05-07 | 2009-05-07 | Common stock | 225 |
| FLUOR CORP | 0001209191-08-028961 | 2008-05-07 | 2008-05-07 | HACKETT JAMES T | Excercise or conversion of exempted derivative (Rule 16-b3) | 110 | $0.00 | Disposed | Blank | Blank | Common stock | 110 |
| FLUOR CORP | 0001209191-08-028961 | 2008-05-07 | 2008-05-07 | HACKETT JAMES T | Grant, award, other acqusition (Rule 16-b3(d)) | 225 | $0.00 | Acquired | 2009-05-07 | 2009-05-07 | Common stock | 225 |
| FLUOR CORP | 0001209191-08-028961 | 2008-05-07 | 2008-05-07 | HACKETT JAMES T | Excercise or conversion of exempted derivative (Rule 16-b3) | 110 | $0.00 | Disposed | Blank | Blank | Common stock | 220 |
| FLUOR CORP | 0001209191-08-028961 | 2008-05-07 | 2008-05-07 | HACKETT JAMES T | Excercise or conversion of exempted derivative (Rule 16-b3) | 64 | $0.00 | Disposed | Blank | Blank | Common stock | 64 |
| FLUOR CORP | 0001209191-08-028961 | 2008-05-07 | 2008-05-07 | HACKETT JAMES T | Excercise or conversion of exempted derivative (Rule 16-b3) | 146 | $0.00 | Disposed | Blank | Blank | Common stock | 146 |
| FLUOR CORP | 0001209191-08-028961 | 2008-05-07 | 2008-05-07 | HACKETT JAMES T | Excercise or conversion of exempted derivative (Rule 16-b3) | 62 | $0.00 | Disposed | Blank | Blank | Common stock | 62 |
| FLUOR CORP | 0001209191-08-028964 | 2008-05-07 | 2008-05-07 | KRESA KENT | Excercise or conversion of exempted derivative (Rule 16-b3) | 64 | $0.00 | Disposed | Blank | Blank | Common stock | 64 |
| FLUOR CORP | 0001209191-08-028964 | 2008-05-07 | 2008-05-07 | KRESA KENT | Excercise or conversion of exempted derivative (Rule 16-b3) | 62 | $0.00 | Disposed | Blank | Blank | Common stock | 62 |
| FLUOR CORP | 0001209191-08-028964 | 2008-05-07 | 2008-05-07 | KRESA KENT | Excercise or conversion of exempted derivative (Rule 16-b3) | 110 | $0.00 | Disposed | Blank | Blank | Common stock | 110 |
| FLUOR CORP | 0001209191-08-028964 | 2008-05-07 | 2008-05-07 | KRESA KENT | Grant, award, other acqusition (Rule 16-b3(d)) | 225 | $0.00 | Acquired | 2009-05-07 | 2009-05-07 | Common stock | 225 |
| FLUOR CORP | 0001209191-08-028964 | 2008-05-07 | 2008-05-07 | KRESA KENT | Excercise or conversion of exempted derivative (Rule 16-b3) | 110 | $0.00 | Disposed | Blank | Blank | Common stock | 110 |
| FLUOR CORP | 0001209191-08-028964 | 2008-05-07 | 2008-05-07 | KRESA KENT | Excercise or conversion of exempted derivative (Rule 16-b3) | 146 | $0.00 | Disposed | Blank | Blank | Common stock | 146 |
| FLUOR CORP | 0001209191-08-028967 | 2008-05-07 | 2008-05-07 | MARTINEZ VILMA S | Excercise or conversion of exempted derivative (Rule 16-b3) | 146 | $0.00 | Disposed | Blank | Blank | Common stock | 146 |
| FLUOR CORP | 0001209191-08-028967 | 2008-05-07 | 2008-05-07 | MARTINEZ VILMA S | Grant, award, other acqusition (Rule 16-b3(d)) | 337 | $0.00 | Acquired | 2009-05-07 | 2009-05-07 | Common stock | 337 |
| FLUOR CORP | 0001209191-08-028967 | 2008-05-07 | 2008-05-07 | MARTINEZ VILMA S | Excercise or conversion of exempted derivative (Rule 16-b3) | 62 | $0.00 | Disposed | Blank | Blank | Common stock | 62 |
| FLUOR CORP | 0001209191-08-028967 | 2008-05-07 | 2008-05-07 | MARTINEZ VILMA S | Excercise or conversion of exempted derivative (Rule 16-b3) | 64 | $0.00 | Disposed | Blank | Blank | Common stock | 64 |
| FLUOR CORP | 0001209191-08-028967 | 2008-05-07 | 2008-05-07 | MARTINEZ VILMA S | Excercise or conversion of exempted derivative (Rule 16-b3) | 110 | $0.00 | Disposed | Blank | Blank | Common stock | 110 |
| FLUOR CORP | 0001209191-08-028967 | 2008-05-07 | 2008-05-07 | MARTINEZ VILMA S | Excercise or conversion of exempted derivative (Rule 16-b3) | 110 | $0.00 | Disposed | Blank | Blank | Common stock | 110 |
| FLUOR CORP | 0001209191-08-028969 | 2008-05-07 | 2008-05-07 | OHARE DEAN R | Excercise or conversion of exempted derivative (Rule 16-b3) | 110 | $0.00 | Disposed | Blank | Blank | Common stock | 110 |
| FLUOR CORP | 0001209191-08-028969 | 2008-05-07 | 2008-05-07 | OHARE DEAN R | Excercise or conversion of exempted derivative (Rule 16-b3) | 146 | $0.00 | Disposed | Blank | Blank | Common stock | 146 |
| FLUOR CORP | 0001209191-08-028969 | 2008-05-07 | 2008-05-07 | OHARE DEAN R | Grant, award, other acqusition (Rule 16-b3(d)) | 225 | $0.00 | Acquired | 2009-05-07 | 2009-05-07 | Common stock | 225 |
| FLUOR CORP | 0001209191-08-028969 | 2008-05-07 | 2008-05-07 | OHARE DEAN R | Excercise or conversion of exempted derivative (Rule 16-b3) | 62 | $0.00 | Disposed | Blank | Blank | Common stock | 62 |
| FLUOR CORP | 0001209191-08-028969 | 2008-05-07 | 2008-05-07 | OHARE DEAN R | Excercise or conversion of exempted derivative (Rule 16-b3) | 64 | $0.00 | Disposed | Blank | Blank | Common stock | 64 |
| FLUOR CORP | 0001209191-08-028969 | 2008-05-07 | 2008-05-07 | OHARE DEAN R | Excercise or conversion of exempted derivative (Rule 16-b3) | 110 | $0.00 | Disposed | Blank | Blank | Common stock | 110 |
| FLUOR CORP | 0001209191-08-028970 | 2008-05-07 | 2008-05-07 | PRUEHER JOSEPH W | Excercise or conversion of exempted derivative (Rule 16-b3) | 146 | $0.00 | Disposed | Blank | Blank | Common stock | 146 |
| FLUOR CORP | 0001209191-08-028970 | 2008-05-07 | 2008-05-07 | PRUEHER JOSEPH W | Excercise or conversion of exempted derivative (Rule 16-b3) | 110 | $0.00 | Disposed | Blank | Blank | Common stock | 110 |
| FLUOR CORP | 0001209191-08-028970 | 2008-05-07 | 2008-05-07 | PRUEHER JOSEPH W | Grant, award, other acqusition (Rule 16-b3(d)) | 225 | $0.00 | Acquired | 2009-05-07 | 2009-05-07 | Common stock | 225 |
| FLUOR CORP | 0001209191-08-028970 | 2008-05-07 | 2008-05-07 | PRUEHER JOSEPH W | Excercise or conversion of exempted derivative (Rule 16-b3) | 110 | $0.00 | Disposed | Blank | Blank | Common stock | 110 |
| FLUOR CORP | 0001209191-08-028970 | 2008-05-07 | 2008-05-07 | PRUEHER JOSEPH W | Excercise or conversion of exempted derivative (Rule 16-b3) | 62 | $0.00 | Disposed | Blank | Blank | Common stock | 62 |
| FLUOR CORP | 0001209191-08-028970 | 2008-05-07 | 2008-05-07 | PRUEHER JOSEPH W | Excercise or conversion of exempted derivative (Rule 16-b3) | 64 | $0.00 | Disposed | Blank | Blank | Common stock | 64 |
| FLUOR CORP | 0001209191-08-028972 | 2008-05-07 | 2008-05-07 | RENWICK ROBIN W | Excercise or conversion of exempted derivative (Rule 16-b3) | 110 | $0.00 | Disposed | Blank | Blank | Common stock | 110 |
| FLUOR CORP | 0001209191-08-028972 | 2008-05-07 | 2008-05-07 | RENWICK ROBIN W | Excercise or conversion of exempted derivative (Rule 16-b3) | 110 | $0.00 | Disposed | Blank | Blank | Common stock | 110 |
| FLUOR CORP | 0001209191-08-028972 | 2008-05-07 | 2008-05-07 | RENWICK ROBIN W | Excercise or conversion of exempted derivative (Rule 16-b3) | 146 | $0.00 | Disposed | Blank | Blank | Common stock | 146 |
| FLUOR CORP | 0001209191-08-028972 | 2008-05-07 | 2008-05-07 | RENWICK ROBIN W | Excercise or conversion of exempted derivative (Rule 16-b3) | 64 | $0.00 | Disposed | Blank | Blank | Common stock | 64 |
| FLUOR CORP | 0001209191-08-028972 | 2008-05-07 | 2008-05-07 | RENWICK ROBIN W | Excercise or conversion of exempted derivative (Rule 16-b3) | 62 | $0.00 | Disposed | Blank | Blank | Common stock | 62 |
| FLUOR CORP | 0001209191-08-028972 | 2008-05-07 | 2008-05-07 | RENWICK ROBIN W | Grant, award, other acqusition (Rule 16-b3(d)) | 225 | $0.00 | Acquired | 2009-05-07 | 2009-05-07 | Common stock | 225 |
| FLUOR CORP | 0001209191-08-028976 | 2008-05-07 | 2008-05-07 | WOOLSEY SUZANNE | Excercise or conversion of exempted derivative (Rule 16-b3) | 64 | $0.00 | Disposed | Blank | Blank | Common stock | 64 |
| FLUOR CORP | 0001209191-08-028976 | 2008-05-07 | 2008-05-07 | WOOLSEY SUZANNE | Excercise or conversion of exempted derivative (Rule 16-b3) | 62 | $0.00 | Disposed | Blank | Blank | Common stock | 62 |
| FLUOR CORP | 0001209191-08-028976 | 2008-05-07 | 2008-05-07 | WOOLSEY SUZANNE | Grant, award, other acqusition (Rule 16-b3(d)) | 225 | $0.00 | Acquired | 2009-05-07 | 2009-05-07 | Common stock | 225 |
| FLUOR CORP | 0001209191-08-028976 | 2008-05-07 | 2008-05-07 | WOOLSEY SUZANNE | Excercise or conversion of exempted derivative (Rule 16-b3) | 146 | $0.00 | Disposed | Blank | Blank | Common stock | 146 |
| FLUOR CORP | 0001209191-08-028976 | 2008-05-07 | 2008-05-07 | WOOLSEY SUZANNE | Excercise or conversion of exempted derivative (Rule 16-b3) | 110 | $0.00 | Disposed | Blank | Blank | Common stock | 110 |
| FLUOR CORP | 0001209191-08-028974 | 2008-05-07 | 2008-05-07 | Watson Peter S | Excercise or conversion of exempted derivative (Rule 16-b3) | 110 | $0.00 | Disposed | Blank | Blank | Common stock | 110 |
| FLUOR CORP | 0001209191-08-028974 | 2008-05-07 | 2008-05-07 | Watson Peter S | Excercise or conversion of exempted derivative (Rule 16-b3) | 200 | $0.00 | Disposed | Blank | Blank | Common stock | 200 |
| FLUOR CORP | 0001209191-08-028974 | 2008-05-07 | 2008-05-07 | Watson Peter S | Grant, award, other acqusition (Rule 16-b3(d)) | 225 | $0.00 | Acquired | 2009-05-07 | 2009-05-07 | Common stock | 225 |
| FLUOR CORP | 0001209191-08-028974 | 2008-05-07 | 2008-05-07 | Watson Peter S | Excercise or conversion of exempted derivative (Rule 16-b3) | 62 | $0.00 | Disposed | Blank | Blank | Common stock | 62 |
| FLUOR CORP | 0001209191-08-028974 | 2008-05-07 | 2008-05-07 | Watson Peter S | Excercise or conversion of exempted derivative (Rule 16-b3) | 64 | $0.00 | Disposed | Blank | Blank | Common stock | 64 |
| FTI CONSULTING INC | 0000887936-08-000025 | 2008-05-08 | 2008-05-08 | DUNN JACK B IV | Grant, award, other acqusition (Rule 16-b3(d)) | 22,500 | $0.00 | Acquired | 2016-05-08 | 2018-05-08 | Common Stock | 22,500 |
| GARDNER DENVER INC | 0000916459-08-000087 | 2008-05-07 | 2008-05-07 | BARGER DONALD G JR | Grant, award, other acqusition (Rule 16-b3(d)) | 2,800 | $0.00 | Acquired | 2009-05-07 | 2013-05-07 | Common Stock | 2,800 |
| GARDNER DENVER INC | 0000916459-08-000087 | 2008-05-07 | 2008-05-07 | BARGER DONALD G JR | Grant, award, other acqusition (Rule 16-b3(d)) | 1,000 | $0.00 | Acquired | Blank | Blank | Common Stock | 1,000 |
| GARDNER DENVER INC | 0000916459-08-000091 | 2008-05-07 | 2008-05-07 | CENTANNI ROSS J | Excercise or conversion of exempted derivative (Rule 16-b3) | 44,000 | $0.00 | Disposed | Blank | 2012-02-25 | Common Stock | 25,000 |
| GARDNER DENVER INC | 0000916459-08-000091 | 2008-05-07 | 2008-05-07 | CENTANNI ROSS J | Excercise or conversion of exempted derivative (Rule 16-b3) | 140,000 | $0.00 | Disposed | Blank | 2010-03-06 | Common Stock | 0 |
| GARDNER DENVER INC | 0000916459-08-000093 | 2008-05-07 | 2008-05-08 | CENTANNI ROSS J | Excercise or conversion of exempted derivative (Rule 16-b3) | 5,612 | $0.00 | Disposed | Blank | 2013-02-24 | Common Stock | 11,308 |
| GARDNER DENVER INC | 0000916459-08-000093 | 2008-05-07 | 2008-05-08 | CENTANNI ROSS J | Excercise or conversion of exempted derivative (Rule 16-b3) | 25,000 | $0.00 | Disposed | Blank | 2012-02-25 | Common Stock | 0 |
| GARDNER DENVER INC | 0000916459-08-000082 | 2008-05-07 | 2008-05-07 | HANSEN FRANK J | Grant, award, other acqusition (Rule 16-b3(d)) | 2,800 | $0.00 | Acquired | 2009-05-07 | 2013-05-07 | Common Stock | 2,800 |
| GARDNER DENVER INC | 0000916459-08-000082 | 2008-05-07 | 2008-05-07 | HANSEN FRANK J | Grant, award, other acqusition (Rule 16-b3(d)) | 1,000 | $0.00 | Acquired | Blank | Blank | Common Stock | 1,000 |
| GARDNER DENVER INC | 0000916459-08-000080 | 2008-05-07 | 2008-05-07 | HIPP RAYMOND R | Grant, award, other acqusition (Rule 16-b3(d)) | 1,000 | $0.00 | Acquired | Blank | Blank | Common Stock | 1,000 |
| GARDNER DENVER INC | 0000916459-08-000080 | 2008-05-07 | 2008-05-07 | HIPP RAYMOND R | Grant, award, other acqusition (Rule 16-b3(d)) | 2,800 | $0.00 | Acquired | 2009-05-07 | 2013-05-07 | Common Stock | 2,800 |
| GARDNER DENVER INC | 0000916459-08-000078 | 2008-05-07 | 2008-05-07 | PETRATIS DAVID D | Grant, award, other acqusition (Rule 16-b3(d)) | 1,000 | $0.00 | Acquired | Blank | Blank | Common Stock | 1,000 |
| GARDNER DENVER INC | 0000916459-08-000078 | 2008-05-07 | 2008-05-07 | PETRATIS DAVID D | Grant, award, other acqusition (Rule 16-b3(d)) | 2,800 | $0.00 | Acquired | 2009-05-07 | 2013-05-07 | Common Stock | 2,800 |
| GARDNER DENVER INC | 0000916459-08-000076 | 2008-05-07 | 2008-05-07 | SCHUMACHER DIANE K | Grant, award, other acqusition (Rule 16-b3(d)) | 2,800 | $0.00 | Acquired | 2009-05-07 | 2013-05-07 | Common Stock | 2,800 |
| GARDNER DENVER INC | 0000916459-08-000076 | 2008-05-07 | 2008-05-07 | SCHUMACHER DIANE K | Grant, award, other acqusition (Rule 16-b3(d)) | 1,000 | $0.00 | Acquired | Blank | Blank | Common Stock | 1,000 |
| GARDNER DENVER INC | 0000916459-08-000074 | 2008-05-07 | 2008-05-07 | SZEWS CHARLES L | Grant, award, other acqusition (Rule 16-b3(d)) | 2,800 | $0.00 | Acquired | 2009-05-07 | 2013-05-07 | Common Stock | 2,800 |
| GARDNER DENVER INC | 0000916459-08-000074 | 2008-05-07 | 2008-05-07 | SZEWS CHARLES L | Grant, award, other acqusition (Rule 16-b3(d)) | 1,000 | $0.00 | Acquired | Blank | Blank | Common Stock | 1,000 |
| GARDNER DENVER INC | 0000916459-08-000085 | 2008-05-07 | 2008-05-07 | THOMPSON RICHARD L | Grant, award, other acqusition (Rule 16-b3(d)) | 1,000 | $0.00 | Acquired | Blank | Blank | Common Stock | 1,000 |
| GARDNER DENVER INC | 0000916459-08-000085 | 2008-05-07 | 2008-05-07 | THOMPSON RICHARD L | Grant, award, other acqusition (Rule 16-b3(d)) | 2,800 | $0.00 | Acquired | 2009-05-07 | 2013-05-07 | Common Stock | 2,800 |
| GILEAD SCIENCES INC | 0001179110-08-009314 | 2008-05-08 | 2008-05-08 | BERG PAUL | Grant, award, other acqusition (Rule 16-b3(d)) | 30,000 | $0.00 | Acquired | Blank | 2018-05-08 | Common Stock | 30,000 |
| GILEAD SCIENCES INC | 0001179110-08-009315 | 2008-05-08 | 2008-05-08 | Cogan John Francis | Grant, award, other acqusition (Rule 16-b3(d)) | 26,250 | $0.00 | Acquired | Blank | 2018-05-08 | Common Stock | 26,250 |
| GILEAD SCIENCES INC | 0001179110-08-009316 | 2008-05-08 | 2008-05-08 | DENNY JAMES M | Grant, award, other acqusition (Rule 16-b3(d)) | 33,750 | $0.00 | Acquired | Blank | 2018-05-08 | Common Stock | 33,750 |
| GILEAD SCIENCES INC | 0001179110-08-009318 | 2008-05-08 | 2008-05-08 | HILLS CARLA A | Grant, award, other acqusition (Rule 16-b3(d)) | 22,500 | $0.00 | Acquired | Blank | 2018-05-08 | Common Stock | 22,500 |
| GILEAD SCIENCES INC | 0001179110-08-009320 | 2008-05-08 | 2008-05-08 | MADIGAN JOHN W | Grant, award, other acqusition (Rule 16-b3(d)) | 26,250 | $0.00 | Acquired | Blank | 2018-05-08 | Common Stock | 26,250 |
| GILEAD SCIENCES INC | 0001179110-08-009218 | 2008-05-07 | 2008-05-07 | MILLIGAN JOHN F | Grant, award, other acqusition (Rule 16-b3(d)) | 40,000 | $0.00 | Acquired | Blank | 2018-05-07 | Common Stock | 40,000 |
| GILEAD SCIENCES INC | 0001179110-08-009317 | 2008-05-08 | 2008-05-08 | MOORE GORDON EARLE | Grant, award, other acqusition (Rule 16-b3(d)) | 26,250 | $0.00 | Acquired | Blank | 2018-05-08 | Common Stock | 26,250 |
| GILEAD SCIENCES INC | 0001179110-08-009319 | 2008-05-08 | 2008-05-08 | MOORE NICHOLAS G | Grant, award, other acqusition (Rule 16-b3(d)) | 32,500 | $0.00 | Acquired | Blank | 2018-05-08 | Common Stock | 32,500 |
| GILEAD SCIENCES INC | 0001179110-08-009321 | 2008-05-08 | 2008-05-08 | WILSON GAYLE E | Grant, award, other acqusition (Rule 16-b3(d)) | 30,000 | $0.00 | Acquired | Blank | 2018-05-08 | Common Stock | 30,000 |
| GILEAD SCIENCES INC | 0001179110-08-009256 | 2008-05-07 | 2008-05-07 | Washington Robin L | Grant, award, other acqusition (Rule 16-b3(d)) | 100,000 | $0.00 | Acquired | Blank | 2018-05-07 | Common Stock | 100,000 |
| GOLDEN CYCLE GOLD CORP | 0001267392-08-000001 | 2008-05-09 | 2008-05-09 | HAMPTON R HERBERT JR | Disposition to issuer (Rule 16-b3(e)) | 25,000 | $1.55 | Disposed | 1998-06-04 | 2008-06-04 | Common Stock | 25,000 |
| Genpact LTD | 0001104659-08-031783 | 2008-05-07 | 2008-05-07 | Talwar Anju | Excercise or conversion of exempted derivative (Rule 16-b3) | 25,000 | $0.00 | Disposed | Blank | 2015-07-26 | Common Shares | 25,000 |
| HALOZYME THERAPEUTICS INC | 0001418145-08-000032 | 2008-05-08 | 2008-05-08 | Engler Robert | Grant, award, other acqusition (Rule 16-b3(d)) | 10,000 | $4.94 | Acquired | Blank | 2018-05-08 | Common Stock | 10,000 |
| HALOZYME THERAPEUTICS INC | 0001418145-08-000033 | 2008-05-08 | 2008-05-08 | FALBERG KATHRYN E | Grant, award, other acqusition (Rule 16-b3(d)) | 10,000 | $4.94 | Acquired | Blank | 2018-05-08 | Common Stock | 10,000 |
| HALOZYME THERAPEUTICS INC | 0001418145-08-000034 | 2008-05-08 | 2008-05-08 | Kelley Kenneth J | Grant, award, other acqusition (Rule 16-b3(d)) | 10,000 | $4.94 | Acquired | Blank | 2018-05-08 | Common Stock | 10,000 |
| HALOZYME THERAPEUTICS INC | 0001418145-08-000035 | 2008-05-08 | 2008-05-08 | MATSUI CONNIE | Grant, award, other acqusition (Rule 16-b3(d)) | 10,000 | $4.94 | Acquired | Blank | 2018-05-08 | Common Stock | 10,000 |
| HALOZYME THERAPEUTICS INC | 0001418145-08-000036 | 2008-05-08 | 2008-05-08 | PATTON JOHN STUART | Grant, award, other acqusition (Rule 16-b3(d)) | 10,000 | $4.94 | Acquired | Blank | 2018-05-08 | Common Stock | 10,000 |
| HALOZYME THERAPEUTICS INC | 0001418145-08-000037 | 2008-05-08 | 2008-05-08 | Thornton Steven T | Grant, award, other acqusition (Rule 16-b3(d)) | 10,000 | $4.94 | Acquired | Blank | 2018-05-08 | Common Stock | 10,000 |
| HEALTH NET INC | 0001179110-08-009301 | 2008-05-09 | 2008-05-09 | CRAVER THEODORE F JR | Grant, award, other acqusition (Rule 16-b3(d)) | 11,600 | $0.00 | Acquired | 2009-05-09 | 2018-05-09 | Common Stock | 11,600 |
| HEALTH NET INC | 0001179110-08-009300 | 2008-05-09 | 2008-05-09 | ESCARRA VICKI B | Grant, award, other acqusition (Rule 16-b3(d)) | 11,600 | $0.00 | Acquired | 2009-05-09 | 2018-05-09 | Common Stock | 11,600 |
| HEALTH NET INC | 0001179110-08-009303 | 2008-05-09 | 2008-05-09 | FARLEY THOMAS T | Grant, award, other acqusition (Rule 16-b3(d)) | 11,600 | $0.00 | Acquired | 2009-05-09 | 2018-05-09 | Common Stock | 11,600 |
| HEALTH NET INC | | |